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Senior Managers and Certification Regime Training Course

Understand the requirements of the SM&CR through real-life case studies

Reducing consumer harm and strengthening market integrity.

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The Senior Managers and Certification Regime (SM&CR) seeks to ensure that financial institutions adhere to exemplary standards of governance and accountability. It requires the most senior people in a firm who perform key roles to attain approval from the Financial Conduct Authority or Prudential Regulation Authority before starting their roles.

This course has been designed to help people understand the requirements of the SM&CR through real-life case studies and hypothetical examples. Learners will be assessed on their knowledge and understanding through a test at the end of the course.

Adjustments can be made to suit the needs of your company – please contact us for more information.

Course duration

This course should take around an hour to complete

Continuous Professional Development

This course is CPD Certified and counts as 1 hour towards a learner’s annual CPD total

Course parts 

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Part 1

Provides an overview of the SM&CR and what it aims to achieve. It explains how SM&CR applies to three different firm categories: Core, Limited Scope, and Enhanced

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Part 2

Explains the structure of the SM&CR, including the three pillars of the Senior Managers Regime, Certified Persons Regime and Conduct Rules. It then explores some of its requirements in detail

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Part 3

Explores FCA action taken since the regulations were introduced in 2018

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Part 4

Contains a multiple-choice knowledge test based on the course content

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Course features

  • Translation available
  • WCAG version available
  • Podcast
  • Add your own photography and policies
  • Customisation available, with bespoke scenarios
  • Downloadable workbook
  • Smartphone version
  • End of course certificate
  • CPD certified
  • Sector-specific versions available

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"[Marshalls] are absolute experts in their field, and couldn’t have been more supportive and professional."

 

- Bank of Ireland

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ABOUT CIPHR ELEARNING

Learning content delivered by Ciphr, powered by Marshalls

Always up-to-date
If you buy this course you’ll get any updates we make, and always be up-to-date with current legislation

Learning by design
All of our courses are highly interactive with rich graphics and audio-visual content, blending a variety of question types to encourage learners to apply concepts to their daily work routine

Easy to implement and customise
Our in-house developers can quickly and effectively adapt this course to your sector and organisation. You could also add your own graphics, photos and video, and amend content to include your policies, procedures, and key areas

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Put your people front and centre

For 20+ years, Marshalls has delivered eLearning to over two million people in the UK, Republic of Ireland, Germany, Holland, United States, Canada, Australia, Japan, Vietnam, China, Thailand, Spain and France. 

Now delivered by Ciphr, we're excited to offer you the same trusted content. Say yes to engaging, empowering and educational eLearning that makes a real difference.

This content was initially published on Marshallelearning.com and has been uploaded to and lightly amended on Ciphr.com as part of the brand amalgamation in August 2024. Instances of 'Marshall E-Learning' have been shortened to [Marshalls] for conciseness.